Audit & Compliance

f 09,19

NYDFS Cybersecurity Regulation

2025-05-21T22:39:36-04:00September 3rd, 2019|

Financial sector companies interested in doing business in New York, USA or already operating in the state must now comply with the NYDFS cyber law. We help you understand the rules and how to comply with them.

f 11,16

The Case for Audit

2025-05-21T22:34:10-04:00November 27th, 2016|

Admin Assistant Jane was considered a “trusted employee” by the non-profit’s CEO. Jane also happened to own a bridal business and was regarded a "fairy godmother" for having donated over a million dollars. So how was Jane able to pocket $5 million dollars over an eight-year period, undetected?

f 02,13

SAS70 Modernized

2025-05-21T19:38:33-04:00February 8th, 2013|

SAS70 is a report commonly used by an entity to gain insight into their third-party service provider's internal controls. Similar to the SAS70 report, there are two types of SSAE 16 service auditor reports; Type I and Type II.